SEC: Parent company CGI admits that crypto assets on Coinbase are at risk of being considered securities

Odaily星球日报讯 SEC在针对Coinbase的诉讼中指出,作为其成为上市公司努力的一部分,CGI于2021年2月25日向SEC公开提交了S-1表格,以注册其A类普通股的发行。SEC工作人员根据适用的披露和会计要求审查了该注册声明(以及早期的保密草案和随后公开提交的修订)。 作为审查过程的一部分,SEC工作人员发表了意见,CGI提交了回应函和修改的注册声明。 2021年4月1日,CGI的S-1表格宣布生效。在其S-1表格中,CGI承认了Coinbase提供的用于交易的加密资产存在可能被视为证券的风险,因此Coinbase可能被发现从事未注册的经纪、交易所和/或清算机构活动。 自S-1表格生效以来,CGI在向SEC提交的每一份年度和季度报告(分别为10-K和10-Q表格)中几乎逐字逐句地披露了相同的信息。
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